Invest with Moxie: Why I Left Corporate to Serve You Better

Written By Mandy Shoptaw

After years of working at a large corporate investment firm, I made a bold decision: to step out on my own, founding an independent financial practice—Moxie Capital Strategies—backed by the strength and support of LPL Financial. This wasn’t just a career move; it was a promise to my clients and my community.

Why “Moxie”?

Moxie means courage, determination, and an unwavering spirit. Those qualities are exactly what it took to leave the comfort and predictability of a big institution. But even more, it’s what clients deserve from their financial advisor: someone who doesn’t just follow the standard playbook, but who goes the extra mile to help you achieve your goals.

Putting Clients First

In the corporate world, I often saw how bureaucracy and rigid processes could get in the way of truly personalized service. By launching Moxie, I’m able to put your interests at the heart of everything I do. Every client is unique, and your financial plan should reflect your values, dreams, and challenges.

Backed by LPL Financial

Going independent doesn’t mean going it alone. I chose LPL Financial as my partner for their industry-leading resources, compliance support, and access to a wide range of investment solutions. This relationship gives me the freedom to recommend what’s genuinely best for you—without the pressure of corporate quotas or proprietary products.

What This Means for You

  • Personalized Attention: Your financial plan will be crafted around your life, not a corporate template.

  • Objective Advice: As an independent advisor, my only agenda is your success.

  • Greater Accessibility: A local office, flexible meetings, and a relationship built on trust and transparency.

The Start of a New Chapter

Launching Moxie wasn’t just about changing where I work—it’s about changing how I work, and who I serve. I’m excited for this journey, and I’m honored to continue earning your trust. If you have questions about what this transition means for you, or if you’d like to review your financial plan, let’s talk.

Thank you for giving me the opportunity to be your advisor. Let’s invest with moxie—together.

Backed by LPL Financial. Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

Mandy Shoptaw